u.s. securities and exchange commission

U.S. Securities and Exchange Commission

Federal government offices in Seattle, WA
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We make markets work better. Founded to help our country respond to the Great Depression, we’re the agency that protects investors from …

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Frequently asked questions

Q:
Is the fund portable? If I move my assets to another firm, will I be able to continue holding the fund or will I need to liquidate it?
A:
Questions About The People Who Sell Investments or Provide Investment Advice:
A:
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