UBS Global Wealth Management US has snagged a former Bank of America Private Bank executive for a leadership position on Florida's Gulf Coast.

Partners, a hybrid registered investment advisory firm founded by a cohort of former Wells Fargo executives, has again tapped its alma mater to fill out its advisor ranks. The la ...

J.P. Morgan Chief Executive Officer Jamie Dimon has warned that private credit could be at the heart of the next financial meltdown, but he's nevertheless steering the firm into the sector, convinced ...

Chuck Roberts, the Miami-based financial advisor whose recommendations of structured notes has already cost Stifel Financial more than $164 million in arbitration awards and settlements, has resigned ...

While most affluent investors understand the importance of having a financial plan, only about half will use a financial advisor to help them create one, according to a recent Morgan Stanley Wealth ...

A former RBC Capital Markets financial advisor is suing the firm and its Canadian parent for nearly $2.5 million over deferred compensation and loans issued to entice him to join the firm.

J.P. Morgan is planning to start charging fees on its customers' data accessed by certain companies, which could result in hundreds of millions of dollars in fees for fintechs such as PayPal and ...

A former Osaic registered investment advisory firm and two of its former lead executives are on the hook for nearly $2 million over billing issues.

President Donald Trump 's "big beautiful bill" signed into law earlier this month has lucrative tax breaks for high earners, seniors and those earning income from tips, among others — but they all ...

Mike Wilson, the chief investment officer and chief U.S. equity strategist at Morgan Stanley, is staying optimistic about the future of U.S. markets based in part on the recent drop in the U.S. dollar ...

Alice Ross wrote in the Financial Times that women may be getting treated as too risk-averse by their financial advisors, leading them to have less than optimal investment allocations.

The number of brokers working in the financial services industry continued to rise even as the number of broker-dealer firms shrank again last year, according to a new report from the Financial ...