Regulators allege that P/E Capital Investment Management Partners circumvented its broker-dealer’s authentication requirements to inflate advisory fees by $2.4 million.

New York City tenants’ joy about the abolition of broker fees may have been short-lived. Landlords have seized upon the added ...

Stifel – so far - is on the hook for more than $166 million in damages, legal fees and settlements in investor complaints ...

New York City's Fairness in Apartment Rental Expenses (FARE) Act was meant to protect renters. Only problem: it's misfiring ...

Massachusetts has enacted major changes to its broker fee rules, aiming to shift financial burdens off of renters.

The trend of commission-free online trading platforms makes investing more accessible to more people, especially as account minimums disappear. It's important to understand that when an online ...

The state’s new rule is about more than just housing; it dovetails with broader efforts to make life more affordable.

A new rule on broker fees in Massachusetts is set to take effect on August 1 and will shift the responsibility from the ...

New Mexico has joined a multistate settlement with five well-known brokerage firms that were charging unreasonable ...

The FARE Act was designed to make moving more affordable for budget-conscious New Yorkers, but it pushed luxury rents up.

Massachusetts' new law eliminates renter-paid broker fees except when the tenant specifically hires a broker. Why it matters: ...

Eliseo Prisno, a former Merrill advisor, allegedly collected unapproved fees from Filipino clients by secretly accessing ...